Lo, Lawrence Ka Fai 盧家暉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FORTUNE (HK) SECURITIES LIMITED | Rep | Dealing in securities | 2011-03-09 | 2012-08-15 |
| 2 | SINO CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2007-03-02 | 2011-03-09 |
| 3 | Well Link International Securities Limited | Rep | Advising on futures contracts | 2004-01-05 | Rep | Asset management | 2004-01-05 | Rep | Automated trading services | 2004-01-05 | Rep | Dealing in futures contracts | 2004-11-01 | Rep | Dealing in futures contracts | 2007-03-02 | 2021-12-23 |
| 4 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2004-11-10 | 2007-02-09 | Rep | Dealing in securities | 2005-06-13 | 2007-02-09 |
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