Chan, Yue Yan (SFC:AGH925) 陳宇昕

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 AlTi Wealth Management (Hong Kong) Limited Rep Advising on futures contracts 2009-11-09 2010-09-28
Rep Advising on securities 2009-11-09 2010-09-28
Rep Asset management 2009-11-09 2010-09-28
2 Citigroup Global Markets Asia Limited Rep Advising on corporate finance 2003-10-13
Rep Advising on securities 2003-10-13
Rep Asset management 2003-10-13
Rep Automated trading services 2003-10-13
Rep Dealing in securities 2005-12-23
3 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED Rep Dealing in securities 2003-10-16 2005-12-23
Rep Dealing in futures contracts 2005-04-08 2005-12-23
4 FIL Investment Management (Hong Kong) Limited Rep Advising on securities 2010-10-18 2016-04-19
Rep Asset management 2010-10-18 2016-04-19
Rep Dealing in securities 2010-10-18 2016-04-19
Rep Dealing in securities 2017-11-20 2023-10-09
Rep Advising on securities 2021-01-12 2023-10-09
RO Advising on securities 2023-10-09
RO Dealing in securities 2023-10-09
5 GAM HONG KONG LIMITED Rep Dealing in securities 2006-05-17 2007-09-22
Rep Asset management 2007-01-04 2007-09-22
6 Manulife Investment Management (Hong Kong) Limited Rep Advising on securities 2016-05-13 2017-10-31
Rep Dealing in securities 2016-05-13 2017-10-31
7 Merrill Lynch (Asia Pacific) Limited Rep Dealing in securities 2007-11-02 2009-02-13
8 MERRILL LYNCH FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2007-11-16 2009-02-13

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