Chan, Chi Yin (SFC:ABA954) 陳志賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-10-05 | 2011-12-31 |
| 2 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2007-08-16 | 2011-12-31 |
| 3 | HEAD & SHOULDERS SECURITIES LIMITED | Rep | Dealing in securities | 2004-12-15 | 2007-08-01 |
| 4 | INTERCHINA FUTURES LIMITED | Rep | Advising on futures contracts | 2004-01-14 | Rep | Asset management | 2004-01-14 | Rep | Dealing in futures contracts | 2004-01-27 |
| 5 | INTERCHINA SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-01-14 | Rep | Advising on securities | 2004-01-14 | Rep | Asset management | 2004-01-14 | Rep | Dealing in securities | 2004-01-27 |
| 6 | KAISER FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-08-30 | 2004-12-09 |
| 7 | KAISER SECURITIES LIMITED | Rep | Dealing in securities | 2004-08-30 | 2004-12-09 |
| 8 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2004-02-20 | 2004-08-12 |
| 9 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-02-20 | 2004-08-12 |
| 10 | SANSTON FINANCIAL GROUP LIMITED | Rep | Dealing in securities | 2012-04-11 | 2014-04-09 |
| 11 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2004-01-29 | 2004-02-18 |
| 12 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2004-01-29 | 2004-02-18 |
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