Ng, Timmy Siu Hon 吳小翰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI Securities Company Limited | Rep | Dealing in securities | 2015-02-10 | 2015-03-16 | RO | Dealing in securities | 2015-03-16 | 2022-10-31 | RO | Advising on securities | 2018-07-23 | 2022-10-31 |
| 2 | DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-04-01 | 2014-12-12 |
| 3 | DELTA ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2014-04-01 | 2014-12-12 |
| 4 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-01-26 | 2013-06-30 |
| 5 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2004-04-01 | 2004-05-27 | RO | Dealing in securities | 2004-05-27 | 2013-06-30 | RO | Advising on securities | 2011-05-03 | 2013-06-30 |
| 6 | HUA NAN SECURITIES (HK) LIMITED | RO | Dealing in securities | 2003-05-30 | 2004-03-31 |
| 7 | LING SECURITIES LIMITED | RO | Dealing in securities | 2003-05-30 | |
| 8 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2014-02-13 | 2014-03-01 |
| 9 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-02-13 | 2014-03-01 |
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