Fong, Sunny Yuk 方旭
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | Advising on securities | 2007-01-12 | 2009-02-01 | Rep | Dealing in securities | 2007-01-12 | 2009-02-01 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2005-06-24 | 2006-10-23 |
| 3 | CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | Dealing in securities | 2020-07-02 | 2020-11-18 |
| 4 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2015-04-02 | 2018-04-23 |
| 5 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2009-08-03 | 2015-01-24 |
| 6 | Huarong International Securities Limited | Rep | Dealing in securities | 2009-05-29 | 2009-07-25 |
| 7 | VALUABLE CAPITAL LIMITED | Rep | Dealing in securities | 2020-12-11 |
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