Cox, Simon John (1963)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Fleming Family & Partners (Asia) Limited | Rep | Advising on securities | 2008-04-28 | 2008-12-19 | Rep | Asset management | 2008-04-28 | 2008-12-19 | RO | Advising on securities | 2008-12-19 | 2009-03-31 | RO | Asset management | 2008-12-19 | 2009-03-31 |
| 2 | orientiert International Markets Limited | Rep | Advising on securities | 2009-09-21 | 2013-01-18 | Rep | Asset management | 2009-09-21 | 2013-01-18 | Rep | Dealing in securities | 2010-05-17 | 2013-01-18 | RO | Advising on securities | 2013-01-18 | 2016-11-11 | RO | Asset management | 2013-01-18 | 2016-11-11 | RO | Dealing in securities | 2013-01-18 | 2016-11-11 |
| 3 | PEAK CAPITAL LIMITED (b2004-03-30) | Rep | Advising on securities | 2019-05-06 | 2022-11-03 | Rep | Dealing in securities | 2019-05-06 | 2022-11-03 |
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