Chong, Yin Ni 莊燕妮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on securities | 2016-05-10 | 2017-08-04 | Rep | Dealing in securities | 2016-05-10 | 2017-08-04 |
| 2 | GAM HONG KONG LIMITED | Rep | Dealing in securities | 2008-06-17 | 2016-04-30 |
| 3 | SPLENDOR GLOBAL INVESTMENTS LIMITED | Rep | Advising on securities | 2005-08-11 | 2008-05-15 |
| 4 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2017-09-22 | 2021-03-22 | Rep | Dealing in securities | 2017-09-22 | 2021-03-22 |
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