Kang, Gyong Hee
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Agricole Securities (Asia) Limited | Rep | Advising on corporate finance | 2004-09-24 | Rep | Asset management | 2004-09-24 | Rep | Advising on securities | 2005-03-23 | Rep | Dealing in securities | 2006-08-23 |
| 2 | GFI (HK) SECURITIES L.L.C. | Rep | Dealing in securities | 2009-10-20 | 2015-02-17 | Rep | Automated trading services | 2011-11-23 | 2015-02-17 |
| 3 | ICAP Equities Asia Limited | Rep | Dealing in securities | 2015-05-29 | 2018-09-30 |
| 4 | ICAP Securities Hong Kong Limited | Rep | Dealing in securities | 2016-01-05 | 2018-09-30 | Rep | Dealing in securities | 2018-10-01 | 2018-10-11 |
| 5 | RBS Asia Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2005-02-04 | Rep | Advising on securities | 2005-02-04 | Rep | Asset management | 2005-02-04 | Rep | Dealing in securities | 2005-02-04 |
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