Peard, Andrew Davis Lozada
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Agricole Securities (Asia) Limited | Rep | Advising on corporate finance | 2003-05-29 | Rep | Advising on securities | 2003-05-29 | Rep | Asset management | 2003-05-29 |
| 2 | GFI (HK) SECURITIES L.L.C. | Rep | Dealing in securities | 2004-11-19 | 2012-09-14 | Rep | Automated trading services | 2012-02-02 | 2012-09-14 |
| 3 | Vantage Capital Markets HK Limited | Rep | Dealing in futures contracts | 2012-10-10 | 2014-03-28 | Rep | Dealing in securities | 2012-10-10 | 2014-03-28 |
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