Tam, Ronald Hon Sum 譚漢森
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2010-11-25 | 2011-03-11 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2010-09-08 | 2011-03-11 |
| 3 | Future Growth Financial Services Limited | Rep | Dealing in futures contracts | 2011-04-19 | 2013-04-07 | Rep | Dealing in securities | 2011-04-19 | 2013-04-07 |
| 4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2013-04-22 | 2015-01-01 | Rep | Dealing in securities | 2017-06-02 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2018-04-23 |
| 5 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-04-22 | 2015-01-01 | Rep | Dealing in futures contracts | 2017-06-02 | 2018-04-23 |
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