Swift, Joseph Daniel
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2005-09-08 | 2010-08-11 | Rep | Dealing in securities | 2005-09-08 | 2010-11-10 | Rep | Advising on corporate finance | 2011-06-03 | 2011-09-12 | Rep | Dealing in securities | 2011-06-03 | 2011-09-12 | RO | Advising on corporate finance | 2011-09-12 | 2020-01-01 | RO | Dealing in securities | 2011-09-12 | 2020-01-01 |
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