Towfigh, Frederick (SFC:ADD816)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2004-09-16 | |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2004-09-16 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | RO | 2011-08-25 | 2016-10-10 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | RO | 2016-10-11 | 2017-09-01 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2004-09-16 | |
| 4 | GOLDMAN SACHS (ASIA) L.L.C. | RO | Automated trading services | 2010-01-06 | 2014-10-10 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | RO | 2013-07-11 | 2014-10-10 |
| 5 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2007-08-21 | 2011-08-25 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | RO | 2011-08-25 | 2016-10-10 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | RO | 2016-10-11 | 2017-09-01 |
| 6 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2004-09-16 | GOLDMAN SACHS (ASIA) L.L.C. | RO | 2004-09-16 | 2017-09-01 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | RO | 2011-08-25 | 2016-10-10 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | RO | 2016-10-11 | 2017-09-01 |
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