Chan, Kelvin Chi Kong 陳志江
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2004-02-11 | |
| 2 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2004-02-11 | |
| 3 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2004-02-11 | |
| 4 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2011-02-25 | 2014-04-18 |
| 5 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2009-05-05 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | 2009-07-06 | 2014-04-18 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 2011-02-25 | 2014-04-18 | Jefferies Hong Kong Limited | Rep | 2014-07-07 | 2016-12-02 | NF Trinity Capital (Hong Kong) Limited | RO | 2017-07-21 | 2019-02-07 |
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