Chan, Godwin Kwok Wai 陳國威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2010-04-29 | 2010-09-24 | Rep | Dealing in securities | 2010-04-29 | 2010-09-24 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2004-03-18 | 2008-11-07 | Rep | Dealing in securities | 2004-03-18 | 2008-11-07 | Rep | Advising on corporate finance | 2010-10-28 | 2014-07-30 | Rep | Dealing in securities | 2010-10-28 | 2017-04-01 | Rep | Asset management | 2014-07-30 | 2017-04-01 |
| 3 | Goldman Sachs Asset Management (Hong Kong) Limited | Rep | Asset management | 2016-09-15 | 2018-03-30 | Rep | Dealing in securities | 2016-09-15 | 2018-03-30 |
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