Chan, Kin Man (SFC:AUG795) 陳健敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Win Harvest Asset Management Limited | Rep | Advising on securities | 2017-09-19 | 2018-04-30 | Carret Private Capital Limited | Rep | 2018-07-06 | 2020-11-30 |
| 2 | Win Harvest Asset Management Limited | Rep | Asset management | 2017-09-19 | 2018-04-30 | Carret Private Capital Limited | Rep | 2018-07-06 | 2020-11-30 |
| 3 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2012-04-24 | 2015-06-03 |
| 4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2009-12-08 | 2015-06-03 | Harmony Advisors Limited | Rep | 2015-11-04 | 2016-06-12 | Carret Private Capital Limited | Rep | 2018-07-06 | 2020-11-30 |
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