Chan, King (SFC:AXH382) 陳競
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2022-10-25 | |
| 2 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2022-10-25 | |
| 3 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2016-10-27 | 2017-06-25 | Rep | Dealing in securities | 2019-05-03 | 2020-01-15 |
| 4 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2016-10-27 | 2017-06-25 | Rep | Dealing in futures contracts | 2019-05-03 | 2020-01-15 |
| 5 | CITIC Securities International Global Markets Limited | Rep | Dealing in futures contracts | 2017-06-26 | 2020-01-15 | Rep | Dealing in securities | 2017-06-26 | 2020-01-15 |
| 6 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2011-05-23 | 2016-03-15 |
| 7 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2011-05-23 | 2016-03-15 |
| 8 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2020-03-12 | 2022-06-13 |
| 9 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2020-03-12 | 2022-06-13 |
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