Chen, Walter Ka Yip 陳嘉業
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2008-04-21 | 2009-02-06 |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2008-04-21 | 2009-02-06 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2009-05-18 | 2012-10-19 |
| 4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2009-06-17 | 2012-10-19 |
| 5 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Advising on securities | 2012-11-15 | 2014-12-31 |
| 6 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Asset management | 2012-11-15 | 2014-12-31 |
| 7 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Dealing in securities | 2012-11-15 | 2014-12-31 |
| 8 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2012-11-15 | 2018-06-29 |
| 9 | BlackRock Asset Management North Asia Limited | Rep | Asset management | 2012-11-15 | 2018-06-29 |
| 10 | BlackRock Asset Management North Asia Limited | Rep | Dealing in securities | 2012-11-15 | 2018-06-29 |
| 11 | Xingtai Capital Management Limited | Rep | Asset management | 2019-06-24 | 2024-03-28 |
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