Cheng, Hiu Tung 鄭曉彤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2010-12-22 | 2015-08-20 | Rep | Advising on securities | 2012-03-19 | 2015-08-20 | Rep | Asset management | 2013-07-12 | 2015-08-20 |
| 2 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2012-04-24 | 2015-08-20 |
| 3 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on securities | 2009-04-09 | 2010-12-03 | Rep | Dealing in securities | 2009-04-09 | 2010-12-03 | Rep | Advising on futures contracts | 2010-05-27 | 2010-12-03 | Rep | Dealing in futures contracts | 2010-05-27 | 2010-12-03 |
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