Dalmasse, Canute Howard
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2006-03-09 | 2012-01-30 | Rep | Automated trading services | 2009-02-20 | 2013-03-06 | Rep | Advising on futures contracts | 2011-07-15 | 2013-02-25 | RO | Dealing in securities | 2012-01-30 | 2023-05-02 | RO | Advising on futures contracts | 2013-02-25 | 2023-04-29 | RO | Advising on securities | 2021-03-24 | 2023-05-02 |
| 2 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | RO | Dealing in securities | 2012-07-05 | 2016-10-10 | RO | Automated trading services | 2013-07-11 | 2016-10-10 | RO | Advising on futures contracts | 2016-10-11 | 2023-04-29 | RO | Automated trading services | 2016-10-11 | 2023-05-02 | RO | Dealing in futures contracts | 2016-10-11 | 2023-05-02 | RO | Dealing in securities | 2016-10-11 | 2023-05-02 | RO | Advising on securities | 2023-02-13 | 2023-05-02 |
| 3 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2006-03-09 | 2012-01-30 | Rep | Advising on futures contracts | 2011-07-15 | 2012-01-30 | RO | Advising on futures contracts | 2012-01-30 | 2016-10-10 | RO | Dealing in futures contracts | 2012-01-30 | 2016-10-10 |
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