Deng, Ti Shun 鄧體順
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-09-04 | |
| 2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Advising on securities | 2004-09-04 | |
| 3 | Credit Suisse Securities (Hong Kong) Limited | Rep | Asset management | 2004-09-04 | |
| 4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2004-09-21 | 2011-09-24 |
| 5 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2004-09-21 | 2011-09-24 |
| 6 | Neo-Criterion Capital Limited | Rep | Asset management | 2014-05-19 | 2014-08-22 |
| 7 | Neo-Criterion Capital Limited | RO | Asset management | 2014-08-22 | 2015-10-16 |
| 8 | Prudence Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2020-05-28 | |
| 9 | Prudence Investment Management (Hong Kong) Limited | Rep | Asset management | 2020-05-28 | |
| 10 | Prudence Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2020-05-28 | 2021-04-16 |
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