Du, Yanyi 杜延奕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI RESEARCH LIMITED | Rep | Advising on corporate finance | 2003-09-09 | Rep | Advising on securities | 2003-09-09 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2008-10-08 | 2012-06-22 | Rep | Asset management | 2008-12-10 | 2012-06-22 | Rep | Dealing in securities | 2008-12-10 | 2012-06-22 |
| 3 | Green Court Capital Management Limited | Rep | Advising on securities | 2017-04-28 | Rep | Asset management | 2017-04-28 |
| 4 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2007-02-22 | 2008-09-26 |
| 5 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2003-10-06 | 2007-01-17 | Rep | Dealing in securities | 2003-10-09 | 2007-01-17 |
| 6 | Neuberger Berman Asia Limited | Rep | Advising on securities | 2012-09-24 | 2017-04-28 | Rep | Asset management | 2012-09-24 | 2017-04-28 | Rep | Dealing in securities | 2012-09-24 | 2017-04-28 |
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