Gao, Lu (SFC:ATB718) 高璐
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2009-06-04 | 2012-06-21 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2009-06-04 | 2012-06-21 |
| 3 | Amundi Hong Kong Limited | Rep | Advising on securities | 2012-07-03 | 2013-11-07 |
| 4 | Amundi Hong Kong Limited | Rep | Asset management | 2012-07-03 | 2013-11-07 |
| 5 | Amundi Hong Kong Limited | Rep | Dealing in securities | 2012-07-03 | 2013-11-07 |
| 6 | Sculptor Capital Management Hong Kong Limited (b2001-12-28) | Rep | Asset management | 2013-11-08 | 2016-02-29 |
| 7 | Sculptor Capital Management Hong Kong Limited (b2001-12-28) | Rep | Dealing in securities | 2015-11-09 | 2016-02-29 |
| 8 | AXA Investment Managers Asia Limited | Rep | Advising on securities | 2024-04-05 | 2024-04-10 |
| 9 | AXA Investment Managers Asia Limited | Rep | Dealing in securities | 2024-04-05 | 2024-04-10 |
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