Goldfeld, Leon

show old organisation names

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Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED RO Advising on corporate finance 2004-05-31
2 AXA Investment Managers Asia Limited RO Advising on futures contracts 2004-05-31
AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED RO 2004-05-31
HSBC Global Asset Management (Hong Kong) Limited Rep 2004-07-20 2004-09-09
HSBC Global Asset Management Holdings (Bahamas) Limited Rep 2004-07-20 2004-09-09
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Rep 2004-07-20 2004-09-09
HSBC Global Asset Management (Hong Kong) Limited RO 2004-09-09 2010-06-18
HSBC Global Asset Management Holdings (Bahamas) Limited RO 2004-09-09 2010-06-18
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED RO 2004-09-09 2010-06-18
Halbis Capital Management (Hong Kong) Limited RO 2005-06-23 2010-06-18
JPMorgan Asset Management (Asia Pacific) Limited RO 2018-08-07
3 AXA Investment Managers Asia Limited RO Advising on securities 2004-05-31
AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED RO 2004-05-31
HSBC Global Asset Management (Hong Kong) Limited Rep 2004-07-20 2004-09-09
HSBC Global Asset Management Holdings (Bahamas) Limited Rep 2004-07-20 2004-09-09
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Rep 2004-07-20 2004-09-09
HSBC Global Asset Management (Hong Kong) Limited RO 2004-09-09 2010-06-18
HSBC Global Asset Management Holdings (Bahamas) Limited RO 2004-09-09 2010-06-18
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED RO 2004-09-09 2010-06-18
Halbis Capital Management (Hong Kong) Limited RO 2005-06-23 2010-06-18
Amundi Hong Kong Limited Rep 2012-04-23 2012-08-03
Amundi Hong Kong Limited RO 2012-08-03 2016-04-30
JPMorgan Asset Management (Asia Pacific) Limited Rep 2016-05-06 2016-07-25
JPMorgan Asset Management (Asia Pacific) Limited RO 2016-07-25
4 AXA Investment Managers Asia Limited RO Asset management 2004-05-31
AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED RO 2004-05-31
HSBC Global Asset Management (Hong Kong) Limited Rep 2004-07-20 2004-09-09
HSBC Global Asset Management Holdings (Bahamas) Limited Rep 2004-07-20 2004-09-09
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Rep 2004-07-20 2004-09-09
HSBC Global Asset Management (Hong Kong) Limited RO 2004-09-09 2010-06-18
HSBC Global Asset Management Holdings (Bahamas) Limited RO 2004-09-09 2010-06-18
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED RO 2004-09-09 2010-06-18
Halbis Capital Management (Hong Kong) Limited RO 2005-06-23 2010-06-18
Amundi Hong Kong Limited Rep 2012-04-23 2012-08-03
Amundi Hong Kong Limited RO 2012-08-03 2016-04-30
JPMorgan Asset Management (Asia Pacific) Limited Rep 2016-05-06 2016-07-25
JPMorgan Asset Management (Asia Pacific) Limited RO 2016-07-25
5 GOLDMAN SACHS FUTURES (ASIA) LIMITED Rep Dealing in futures contracts 2010-07-07 2012-04-17
6 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED RO Dealing in securities 2004-05-31
Halbis Capital Management (Hong Kong) Limited Rep 2004-07-20 2004-08-30
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Rep 2004-07-20 2004-09-09
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED RO 2004-09-09 2010-06-18
Halbis Capital Management (Hong Kong) Limited RO 2005-06-23 2010-06-18
HSBC Global Asset Management (Hong Kong) Limited RO 2006-03-29 2010-06-18
GOLDMAN SACHS (ASIA) L.L.C. Rep 2010-06-30 2012-04-17
Amundi Hong Kong Limited Rep 2012-04-23 2012-08-03
Amundi Hong Kong Limited RO 2012-08-03 2016-04-30

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