Goldfeld, Leon
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | JPMorgan Asset Management (Asia Pacific) Limited | RO | Advising on securities | 2016-07-25 | |
2 | JPMorgan Asset Management (Asia Pacific) Limited | RO | Asset management | 2016-07-25 | |
3 | JPMorgan Asset Management (Asia Pacific) Limited | RO | Advising on futures contracts | 2018-08-07 | |
4 | AXA Investment Managers Asia Limited | RO | Advising on futures contracts | 2004-05-31 | |
5 | AXA Investment Managers Asia Limited | RO | Advising on securities | 2004-05-31 | |
6 | AXA Investment Managers Asia Limited | RO | Asset management | 2004-05-31 | |
7 | AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED | RO | Advising on corporate finance | 2004-05-31 | |
8 | AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED | RO | Advising on futures contracts | 2004-05-31 | |
9 | AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED | RO | Advising on securities | 2004-05-31 | |
10 | AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED | RO | Asset management | 2004-05-31 | |
11 | AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED | RO | Dealing in securities | 2004-05-31 | |
12 | Halbis Capital Management (Hong Kong) Limited | Rep | Dealing in securities | 2004-07-20 | 2004-08-30 |
13 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on futures contracts | 2004-07-20 | 2004-09-09 |
14 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2004-07-20 | 2004-09-09 |
15 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Asset management | 2004-07-20 | 2004-09-09 |
16 | HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Advising on futures contracts | 2004-07-20 | 2004-09-09 |
17 | HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Advising on securities | 2004-07-20 | 2004-09-09 |
18 | HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Asset management | 2004-07-20 | 2004-09-09 |
19 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2004-07-20 | 2004-09-09 |
20 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on securities | 2004-07-20 | 2004-09-09 |
21 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Asset management | 2004-07-20 | 2004-09-09 |
22 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-07-20 | 2004-09-09 |
23 | HSBC Global Asset Management (Hong Kong) Limited | RO | Advising on futures contracts | 2004-09-09 | 2010-06-18 |
24 | HSBC Global Asset Management (Hong Kong) Limited | RO | Advising on securities | 2004-09-09 | 2010-06-18 |
25 | HSBC Global Asset Management (Hong Kong) Limited | RO | Asset management | 2004-09-09 | 2010-06-18 |
26 | HSBC Global Asset Management Holdings (Bahamas) Limited | RO | Advising on futures contracts | 2004-09-09 | 2010-06-18 |
27 | HSBC Global Asset Management Holdings (Bahamas) Limited | RO | Advising on securities | 2004-09-09 | 2010-06-18 |
28 | HSBC Global Asset Management Holdings (Bahamas) Limited | RO | Asset management | 2004-09-09 | 2010-06-18 |
29 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | RO | Advising on futures contracts | 2004-09-09 | 2010-06-18 |
30 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | RO | Advising on securities | 2004-09-09 | 2010-06-18 |
31 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | RO | Asset management | 2004-09-09 | 2010-06-18 |
32 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | RO | Dealing in securities | 2004-09-09 | 2010-06-18 |
33 | Halbis Capital Management (Hong Kong) Limited | RO | Advising on futures contracts | 2005-06-23 | 2010-06-18 |
34 | Halbis Capital Management (Hong Kong) Limited | RO | Advising on securities | 2005-06-23 | 2010-06-18 |
35 | Halbis Capital Management (Hong Kong) Limited | RO | Asset management | 2005-06-23 | 2010-06-18 |
36 | Halbis Capital Management (Hong Kong) Limited | RO | Dealing in securities | 2005-06-23 | 2010-06-18 |
37 | HSBC Global Asset Management (Hong Kong) Limited | RO | Dealing in securities | 2006-03-29 | 2010-06-18 |
38 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2010-06-30 | 2012-04-17 |
39 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2010-07-07 | 2012-04-17 |
40 | Amundi Hong Kong Limited | Rep | Advising on securities | 2012-04-23 | 2012-08-03 |
41 | Amundi Hong Kong Limited | Rep | Asset management | 2012-04-23 | 2012-08-03 |
42 | Amundi Hong Kong Limited | Rep | Dealing in securities | 2012-04-23 | 2012-08-03 |
43 | Amundi Hong Kong Limited | RO | Advising on securities | 2012-08-03 | 2016-04-30 |
44 | Amundi Hong Kong Limited | RO | Asset management | 2012-08-03 | 2016-04-30 |
45 | Amundi Hong Kong Limited | RO | Dealing in securities | 2012-08-03 | 2016-04-30 |
46 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Advising on securities | 2016-05-06 | 2016-07-25 |
47 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Asset management | 2016-05-06 | 2016-07-25 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy