Goldfeld, Leon

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Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 JPMorgan Asset Management (Asia Pacific) Limited RO Advising on securities 2016-07-25
2 JPMorgan Asset Management (Asia Pacific) Limited RO Asset management 2016-07-25
3 JPMorgan Asset Management (Asia Pacific) Limited RO Advising on futures contracts 2018-08-07
4 AXA Investment Managers Asia Limited RO Advising on futures contracts 2004-05-31
5 AXA Investment Managers Asia Limited RO Advising on securities 2004-05-31
6 AXA Investment Managers Asia Limited RO Asset management 2004-05-31
7 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED RO Advising on corporate finance 2004-05-31
8 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED RO Advising on futures contracts 2004-05-31
9 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED RO Advising on securities 2004-05-31
10 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED RO Asset management 2004-05-31
11 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED RO Dealing in securities 2004-05-31
12 Halbis Capital Management (Hong Kong) Limited Rep Dealing in securities 2004-07-20 2004-08-30
13 HSBC Global Asset Management (Hong Kong) Limited Rep Advising on futures contracts 2004-07-20 2004-09-09
14 HSBC Global Asset Management (Hong Kong) Limited Rep Advising on securities 2004-07-20 2004-09-09
15 HSBC Global Asset Management (Hong Kong) Limited Rep Asset management 2004-07-20 2004-09-09
16 HSBC Global Asset Management Holdings (Bahamas) Limited Rep Advising on futures contracts 2004-07-20 2004-09-09
17 HSBC Global Asset Management Holdings (Bahamas) Limited Rep Advising on securities 2004-07-20 2004-09-09
18 HSBC Global Asset Management Holdings (Bahamas) Limited Rep Asset management 2004-07-20 2004-09-09
19 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Rep Advising on futures contracts 2004-07-20 2004-09-09
20 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Rep Advising on securities 2004-07-20 2004-09-09
21 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Rep Asset management 2004-07-20 2004-09-09
22 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Rep Dealing in securities 2004-07-20 2004-09-09
23 HSBC Global Asset Management (Hong Kong) Limited RO Advising on futures contracts 2004-09-09 2010-06-18
24 HSBC Global Asset Management (Hong Kong) Limited RO Advising on securities 2004-09-09 2010-06-18
25 HSBC Global Asset Management (Hong Kong) Limited RO Asset management 2004-09-09 2010-06-18
26 HSBC Global Asset Management Holdings (Bahamas) Limited RO Advising on futures contracts 2004-09-09 2010-06-18
27 HSBC Global Asset Management Holdings (Bahamas) Limited RO Advising on securities 2004-09-09 2010-06-18
28 HSBC Global Asset Management Holdings (Bahamas) Limited RO Asset management 2004-09-09 2010-06-18
29 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED RO Advising on futures contracts 2004-09-09 2010-06-18
30 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED RO Advising on securities 2004-09-09 2010-06-18
31 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED RO Asset management 2004-09-09 2010-06-18
32 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED RO Dealing in securities 2004-09-09 2010-06-18
33 Halbis Capital Management (Hong Kong) Limited RO Advising on futures contracts 2005-06-23 2010-06-18
34 Halbis Capital Management (Hong Kong) Limited RO Advising on securities 2005-06-23 2010-06-18
35 Halbis Capital Management (Hong Kong) Limited RO Asset management 2005-06-23 2010-06-18
36 Halbis Capital Management (Hong Kong) Limited RO Dealing in securities 2005-06-23 2010-06-18
37 HSBC Global Asset Management (Hong Kong) Limited RO Dealing in securities 2006-03-29 2010-06-18
38 GOLDMAN SACHS (ASIA) L.L.C. Rep Dealing in securities 2010-06-30 2012-04-17
39 GOLDMAN SACHS FUTURES (ASIA) LIMITED Rep Dealing in futures contracts 2010-07-07 2012-04-17
40 Amundi Hong Kong Limited Rep Advising on securities 2012-04-23 2012-08-03
41 Amundi Hong Kong Limited Rep Asset management 2012-04-23 2012-08-03
42 Amundi Hong Kong Limited Rep Dealing in securities 2012-04-23 2012-08-03
43 Amundi Hong Kong Limited RO Advising on securities 2012-08-03 2016-04-30
44 Amundi Hong Kong Limited RO Asset management 2012-08-03 2016-04-30
45 Amundi Hong Kong Limited RO Dealing in securities 2012-08-03 2016-04-30
46 JPMorgan Asset Management (Asia Pacific) Limited Rep Advising on securities 2016-05-06 2016-07-25
47 JPMorgan Asset Management (Asia Pacific) Limited Rep Asset management 2016-05-06 2016-07-25

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