Goldfeld, Leon
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on futures contracts | 2004-07-20 | 2004-09-09 |
2 | HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Advising on futures contracts | 2004-07-20 | 2004-09-09 |
3 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2004-07-20 | 2004-09-09 |
4 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2004-07-20 | 2004-09-09 |
5 | HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Advising on securities | 2004-07-20 | 2004-09-09 |
6 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on securities | 2004-07-20 | 2004-09-09 |
7 | Amundi Hong Kong Limited | Rep | Advising on securities | 2012-04-23 | 2012-08-03 |
8 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Advising on securities | 2016-05-06 | 2016-07-25 |
9 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Asset management | 2004-07-20 | 2004-09-09 |
10 | HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Asset management | 2004-07-20 | 2004-09-09 |
11 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Asset management | 2004-07-20 | 2004-09-09 |
12 | Amundi Hong Kong Limited | Rep | Asset management | 2012-04-23 | 2012-08-03 |
13 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Asset management | 2016-05-06 | 2016-07-25 |
14 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2010-07-07 | 2012-04-17 |
15 | Halbis Capital Management (Hong Kong) Limited | Rep | Dealing in securities | 2004-07-20 | 2004-08-30 |
16 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-07-20 | 2004-09-09 |
17 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2010-06-30 | 2012-04-17 |
18 | Amundi Hong Kong Limited | Rep | Dealing in securities | 2012-04-23 | 2012-08-03 |
19 | AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED | RO | Advising on corporate finance | 2004-05-31 | |
20 | AXA Investment Managers Asia Limited | RO | Advising on futures contracts | 2004-05-31 | |
21 | AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED | RO | Advising on futures contracts | 2004-05-31 | |
22 | HSBC Global Asset Management (Hong Kong) Limited | RO | Advising on futures contracts | 2004-09-09 | 2010-06-18 |
23 | HSBC Global Asset Management Holdings (Bahamas) Limited | RO | Advising on futures contracts | 2004-09-09 | 2010-06-18 |
24 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | RO | Advising on futures contracts | 2004-09-09 | 2010-06-18 |
25 | Halbis Capital Management (Hong Kong) Limited | RO | Advising on futures contracts | 2005-06-23 | 2010-06-18 |
26 | JPMorgan Asset Management (Asia Pacific) Limited | RO | Advising on futures contracts | 2018-08-07 | |
27 | AXA Investment Managers Asia Limited | RO | Advising on securities | 2004-05-31 | |
28 | AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED | RO | Advising on securities | 2004-05-31 | |
29 | HSBC Global Asset Management (Hong Kong) Limited | RO | Advising on securities | 2004-09-09 | 2010-06-18 |
30 | HSBC Global Asset Management Holdings (Bahamas) Limited | RO | Advising on securities | 2004-09-09 | 2010-06-18 |
31 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | RO | Advising on securities | 2004-09-09 | 2010-06-18 |
32 | Halbis Capital Management (Hong Kong) Limited | RO | Advising on securities | 2005-06-23 | 2010-06-18 |
33 | Amundi Hong Kong Limited | RO | Advising on securities | 2012-08-03 | 2016-04-30 |
34 | JPMorgan Asset Management (Asia Pacific) Limited | RO | Advising on securities | 2016-07-25 | |
35 | AXA Investment Managers Asia Limited | RO | Asset management | 2004-05-31 | |
36 | AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED | RO | Asset management | 2004-05-31 | |
37 | HSBC Global Asset Management (Hong Kong) Limited | RO | Asset management | 2004-09-09 | 2010-06-18 |
38 | HSBC Global Asset Management Holdings (Bahamas) Limited | RO | Asset management | 2004-09-09 | 2010-06-18 |
39 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | RO | Asset management | 2004-09-09 | 2010-06-18 |
40 | Halbis Capital Management (Hong Kong) Limited | RO | Asset management | 2005-06-23 | 2010-06-18 |
41 | Amundi Hong Kong Limited | RO | Asset management | 2012-08-03 | 2016-04-30 |
42 | JPMorgan Asset Management (Asia Pacific) Limited | RO | Asset management | 2016-07-25 | |
43 | AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED | RO | Dealing in securities | 2004-05-31 | |
44 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | RO | Dealing in securities | 2004-09-09 | 2010-06-18 |
45 | Halbis Capital Management (Hong Kong) Limited | RO | Dealing in securities | 2005-06-23 | 2010-06-18 |
46 | HSBC Global Asset Management (Hong Kong) Limited | RO | Dealing in securities | 2006-03-29 | 2010-06-18 |
47 | Amundi Hong Kong Limited | RO | Dealing in securities | 2012-08-03 | 2016-04-30 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy