Guan, Shao Ping 關少平

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Amundi Hong Kong Limited Rep Advising on corporate finance 2004-05-11
2 Amundi Hong Kong Limited Rep Advising on securities 2006-04-30
CREDIT AGRICOLE ASSET MANAGEMENT Rep 2004-07-02
AMUNDI ASSET MANAGEMENT Rep 2004-07-01 2006-04-30
UBS Asset Management (Hong Kong) Limited Rep 2006-05-22 2007-10-24
GOLDMAN SACHS (ASIA) L.L.C. Rep 2007-12-03 2017-04-01
Goldman Sachs Asset Management (Hong Kong) Limited Rep 2016-08-12 2018-12-11
Goldman Sachs Asset Management (Hong Kong) Limited RO 2018-12-11 2023-04-22
Allianz Global Investors Asia Pacific Limited (SFC:BFE699) Rep 2023-06-21 2023-08-16
Allianz Global Investors Asia Pacific Limited (SFC:BFE699) RO 2023-08-16
3 Amundi Hong Kong Limited Rep Asset management 2006-04-30
CREDIT AGRICOLE ASSET MANAGEMENT Rep 2004-07-02
AMUNDI ASSET MANAGEMENT Rep 2004-07-01 2006-04-30
UBS Asset Management (Hong Kong) Limited Rep 2006-05-22 2007-10-24
GOLDMAN SACHS (ASIA) L.L.C. Rep 2007-12-03 2017-04-01
Goldman Sachs Asset Management (Hong Kong) Limited Rep 2016-08-12 2018-12-11
Goldman Sachs Asset Management (Hong Kong) Limited RO 2018-12-11 2023-04-22
Allianz Global Investors Asia Pacific Limited (SFC:BFE699) Rep 2023-06-21 2023-08-16
Allianz Global Investors Asia Pacific Limited (SFC:BFE699) RO 2023-08-16
4 Amundi Hong Kong Limited Rep Dealing in securities 2006-04-30
GOLDMAN SACHS (ASIA) L.L.C. Rep 2008-01-16 2017-04-01
Goldman Sachs Asset Management (Hong Kong) Limited Rep 2016-08-12 2018-12-11
Goldman Sachs Asset Management (Hong Kong) Limited RO 2018-12-11 2023-04-22
Allianz Global Investors Asia Pacific Limited (SFC:BFE699) Rep 2023-06-21 2023-08-16
Allianz Global Investors Asia Pacific Limited (SFC:BFE699) RO 2023-08-16

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