Guan, Shao Ping 關少平
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Allianz Global Investors Asia Pacific Limited (SFC:BFE699) | RO | Advising on securities | 2023-08-16 | |
| 2 | Allianz Global Investors Asia Pacific Limited (SFC:BFE699) | RO | Asset management | 2023-08-16 | |
| 3 | Allianz Global Investors Asia Pacific Limited (SFC:BFE699) | RO | Dealing in securities | 2023-08-16 | |
| 4 | Amundi Hong Kong Limited | Rep | Advising on corporate finance | 2004-05-11 | |
| 5 | CREDIT AGRICOLE ASSET MANAGEMENT | Rep | Advising on securities | 2004-07-02 | |
| 6 | CREDIT AGRICOLE ASSET MANAGEMENT | Rep | Asset management | 2004-07-02 | |
| 7 | Amundi Hong Kong Limited | Rep | Advising on securities | 2006-04-30 | |
| 8 | Amundi Hong Kong Limited | Rep | Asset management | 2006-04-30 | |
| 9 | Amundi Hong Kong Limited | Rep | Dealing in securities | 2006-04-30 | |
| 10 | AMUNDI ASSET MANAGEMENT | Rep | Advising on securities | 2004-07-01 | 2006-04-30 |
| 11 | AMUNDI ASSET MANAGEMENT | Rep | Asset management | 2004-07-01 | 2006-04-30 |
| 12 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2006-05-22 | 2007-10-24 |
| 13 | UBS Asset Management (Hong Kong) Limited | Rep | Asset management | 2006-05-22 | 2007-10-24 |
| 14 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2007-12-03 | 2017-04-01 |
| 15 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2007-12-03 | 2017-04-01 |
| 16 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2008-01-16 | 2017-04-01 |
| 17 | Goldman Sachs Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2016-08-12 | 2018-12-11 |
| 18 | Goldman Sachs Asset Management (Hong Kong) Limited | Rep | Asset management | 2016-08-12 | 2018-12-11 |
| 19 | Goldman Sachs Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2016-08-12 | 2018-12-11 |
| 20 | Goldman Sachs Asset Management (Hong Kong) Limited | RO | Advising on securities | 2018-12-11 | 2023-04-22 |
| 21 | Goldman Sachs Asset Management (Hong Kong) Limited | RO | Asset management | 2018-12-11 | 2023-04-22 |
| 22 | Goldman Sachs Asset Management (Hong Kong) Limited | RO | Dealing in securities | 2018-12-11 | 2023-04-22 |
| 23 | Allianz Global Investors Asia Pacific Limited (SFC:BFE699) | Rep | Advising on securities | 2023-06-21 | 2023-08-16 |
| 24 | Allianz Global Investors Asia Pacific Limited (SFC:BFE699) | Rep | Asset management | 2023-06-21 | 2023-08-16 |
| 25 | Allianz Global Investors Asia Pacific Limited (SFC:BFE699) | Rep | Dealing in securities | 2023-06-21 | 2023-08-16 |
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