Hervey, Edouard Vincent Philippa
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2008-09-03 | 2014-10-31 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | RO | 2014-10-31 | 2016-10-10 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | RO | 2016-10-11 | 2019-07-14 |
| 2 | BEAR STEARNS ASIA LIMITED | Rep | Dealing in securities | 2007-01-16 | 2008-05-30 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | 2008-07-21 | 2014-10-31 | GOLDMAN SACHS (ASIA) L.L.C. | RO | 2014-10-31 | 2019-07-14 |
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