Kim, Jason Lee
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2016-02-05 | 2016-09-08 | Rep | Dealing in securities | 2016-02-05 | 2016-09-08 | RO | Dealing in futures contracts | 2016-09-08 | 2017-04-24 | RO | Dealing in securities | 2016-09-08 | 2017-04-24 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2017-07-28 | 2018-09-27 | RO | Dealing in securities | 2018-09-27 | 2019-07-16 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2008-02-06 | 2013-08-10 |
| 4 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2012-04-27 | 2013-08-10 |
| 5 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2008-02-06 | 2013-08-10 |
| 6 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2019-11-14 | 2022-04-02 |
| 7 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2022-09-08 | 2023-03-02 |
| 8 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2022-07-04 | 2023-03-02 | Rep | Dealing in futures contracts | 2022-07-19 | 2023-03-02 |
| 9 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-01-21 | 2015-10-27 | Rep | Dealing in securities | 2014-01-21 | 2015-10-27 |
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