Kim, John Johng Yun
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Carlyle Asia Limited (HK) | RO | Advising on securities | 2021-10-08 | RO | Dealing in securities | 2021-10-08 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2003-12-02 | 2014-11-11 | Rep | Dealing in securities | 2003-12-02 | 2014-11-11 | RO | Advising on corporate finance | 2014-11-11 | 2019-11-16 | RO | Dealing in securities | 2014-11-11 | 2019-11-16 |
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