Kok, Ka Keung 郭家強
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2004-09-28 | Rep | Asset management | 2004-09-28 | Rep | Advising on securities | 2010-03-01 | Rep | Dealing in securities | 2016-03-19 | Rep | Advising on futures contracts | 2004-10-05 | 2010-03-01 |
| 2 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2010-04-08 | 2016-03-19 | Rep | Automated trading services | 2014-07-08 | 2016-03-19 |
| 3 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2010-04-08 | 2016-03-19 |
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