Kong, Luhua 孔露華

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 ENHANCED INVESTMENT PRODUCTS LIMITED Rep Advising on futures contracts 2012-07-06 2012-11-15
2 ENHANCED INVESTMENT PRODUCTS LIMITED Rep Advising on securities 2012-07-06 2012-11-15
3 ENHANCED INVESTMENT PRODUCTS LIMITED Rep Asset management 2012-07-06 2012-11-15
BREVAN HOWARD (HONG KONG) LIMITED Rep 2013-12-17 2017-09-19
Alphadyne Asset Management (Hong Kong) Limited Rep 2019-02-18 2021-05-26
Alphadyne Asset Management (Hong Kong) Limited RO 2021-05-26
4 UBS SECURITIES ASIA LIMITED Rep Dealing in futures contracts 2007-01-18 2007-08-04
GOLDMAN SACHS FUTURES (ASIA) LIMITED Rep 2007-09-12 2011-10-19
NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep 2017-10-16 2019-01-08
5 UBS SECURITIES ASIA LIMITED Rep Dealing in securities 2007-01-18 2007-08-04
GOLDMAN SACHS (ASIA) L.L.C. Rep 2007-09-12 2011-10-19
GOLDMAN SACHS (ASIA) SECURITIES LIMITED Rep 2007-09-12 2011-10-19
BREVAN HOWARD (HONG KONG) LIMITED Rep 2014-10-08 2017-09-19
NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep 2017-10-16 2019-01-08

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