Kong, Luhua 孔露華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2007-01-18 | 2007-08-04 |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2007-01-18 | 2007-08-04 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2007-09-12 | 2011-10-19 |
| 4 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2007-09-12 | 2011-10-19 |
| 5 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2007-09-12 | 2011-10-19 |
| 6 | ENHANCED INVESTMENT PRODUCTS LIMITED | Rep | Advising on futures contracts | 2012-07-06 | 2012-11-15 |
| 7 | ENHANCED INVESTMENT PRODUCTS LIMITED | Rep | Advising on securities | 2012-07-06 | 2012-11-15 |
| 8 | ENHANCED INVESTMENT PRODUCTS LIMITED | Rep | Asset management | 2012-07-06 | 2012-11-15 |
| 9 | BREVAN HOWARD (HONG KONG) LIMITED | Rep | Asset management | 2013-12-17 | 2017-09-19 |
| 10 | BREVAN HOWARD (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-10-08 | 2017-09-19 |
| 11 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-10-16 | 2019-01-08 |
| 12 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2017-10-16 | 2019-01-08 |
| 13 | Alphadyne Asset Management (Hong Kong) Limited | Rep | Asset management | 2019-02-18 | 2021-05-26 |
| 14 | Alphadyne Asset Management (Hong Kong) Limited | RO | Asset management | 2021-05-26 |
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