Kwan, Wendy Yok Bing 關玉冰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2006-07-13 | 2010-05-24 |
| 2 | BlackRock Asset Management North Asia Limited | Rep | Asset management | 2015-05-26 | 2015-11-30 | Rep | Advising on securities | 2015-05-26 | 2018-07-20 | Rep | Dealing in securities | 2015-05-26 | 2018-07-20 |
| 3 | BNP PARIBAS DEALING SERVICES ASIA LIMITED | Rep | Advising on corporate finance | 2004-01-19 | Rep | Advising on securities | 2004-01-19 | Rep | Asset management | 2004-07-06 | Rep | Dealing in securities | 2004-01-30 | 2004-07-06 |
| 4 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2004-07-06 | 2006-05-30 |
| 5 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2010-10-27 | 2012-09-11 |
| 6 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Advising on securities | 2011-10-04 | 2012-09-11 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy