Kwan, Wendy Yok Bing 關玉冰

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BNP PARIBAS DEALING SERVICES ASIA LIMITED Rep Advising on corporate finance 2004-01-19
2 BNP PARIBAS DEALING SERVICES ASIA LIMITED Rep Advising on securities 2004-01-19
3 BNP PARIBAS DEALING SERVICES ASIA LIMITED Rep Asset management 2004-07-06
4 BNP PARIBAS DEALING SERVICES ASIA LIMITED Rep Dealing in securities 2004-01-30 2004-07-06
5 DEUTSCHE SECURITIES ASIA LIMITED Rep Dealing in securities 2004-07-06 2006-05-30
6 BARCLAYS CAPITAL ASIA LIMITED Rep Dealing in securities 2006-07-13 2010-05-24
7 GOLDMAN SACHS (ASIA) L.L.C. Rep Dealing in securities 2010-10-27 2012-09-11
8 GOLDMAN SACHS (ASIA) SECURITIES LIMITED Rep Advising on securities 2011-10-04 2012-09-11
9 BlackRock Asset Management North Asia Limited Rep Asset management 2015-05-26 2015-11-30
10 BlackRock Asset Management North Asia Limited Rep Advising on securities 2015-05-26 2018-07-20
11 BlackRock Asset Management North Asia Limited Rep Dealing in securities 2015-05-26 2018-07-20

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