Lake, Fiona Maeve
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2008-11-06 | 2015-11-17 | Rep | Dealing in securities | 2008-11-06 | 2015-11-17 |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2017-11-22 | 2017-12-13 | Rep | Advising on securities | 2018-04-23 | 2018-04-27 | Rep | Advising on securities | 2019-01-16 | 2019-01-24 |
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