Lam, Calvin Chi-him 林子謙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Automated trading services | 2015-02-23 | 2016-10-10 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 2016-10-11 | 2017-12-06 | Credit Suisse Securities (Hong Kong) Limited | Rep | 2018-03-21 | 2022-08-05 | MACQUARIE CAPITAL LIMITED | Rep | 2022-10-10 |
| 2 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2008-07-28 | 2016-10-10 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 2016-10-11 | 2017-12-06 | Credit Suisse (Hong Kong) Limited | Rep | 2018-03-21 | 2022-08-05 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2008-07-28 | 2017-12-06 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 2012-04-27 | 2016-10-10 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 2016-10-11 | 2017-12-06 | Credit Suisse (Hong Kong) Limited | Rep | 2018-03-21 | 2022-08-05 | Credit Suisse Securities (Hong Kong) Limited | Rep | 2018-03-21 | 2022-08-05 | Macquarie Asia Securities Limited | Rep | 2022-10-10 | MACQUARIE CAPITAL LIMITED | Rep | 2022-10-10 |
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