Lau, Lambert Ming Yeung 劉名揚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | De Riva Asia Limited | RO | Dealing in futures contracts | 2017-11-01 | |
2 | De Riva Asia Limited | RO | Dealing in securities | 2017-11-01 | |
3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2004-10-12 | |
4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2004-10-12 | |
5 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2004-10-12 | |
6 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-10-12 | |
7 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Advising on securities | 2004-10-12 | |
8 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Asset management | 2004-10-12 | |
9 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | 2004-10-12 | |
10 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Asset management | 2004-10-12 | |
11 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2011-12-15 | |
12 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2015-10-19 | |
13 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2015-10-19 | |
14 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | RO | Advising on futures contracts | 2011-12-15 | 2015-10-19 |
15 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | RO | Dealing in futures contracts | 2011-12-15 | 2015-10-19 |
16 | De Riva Asia Limited | Rep | Dealing in futures contracts | 2017-08-29 | 2017-11-01 |
17 | De Riva Asia Limited | Rep | Dealing in securities | 2017-08-29 | 2017-11-01 |
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