Lee, Allen Po 李尚紘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2011-04-20 | 2012-07-21 |
| 2 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2012-04-27 | 2012-07-21 |
| 3 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2011-04-20 | 2012-07-21 |
| 4 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2012-08-01 | 2013-09-30 | Rep | Dealing in securities | 2012-08-01 | 2013-09-30 | Rep | Advising on securities | 2016-01-11 | 2016-10-04 | Rep | Dealing in securities | 2016-01-11 | 2016-10-04 | Rep | Advising on futures contracts | 2016-01-11 | 2017-02-28 | Rep | Dealing in futures contracts | 2016-01-11 | 2017-02-28 |
| 5 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2008-08-01 | 2008-09-29 | Rep | Dealing in securities | 2008-08-01 | 2008-09-29 |
| 6 | MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2023-06-26 | 2023-07-07 | Rep | Dealing in securities | 2023-06-26 | 2023-07-07 |
| 7 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-10 | 2011-03-09 | Rep | Dealing in securities | 2008-10-10 | 2011-03-09 |
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