Lee, Allen Po 李尚紘

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 J.P. MORGAN BROKING (HONG KONG) LIMITED Rep Advising on futures contracts 2016-01-11 2017-02-28
2 J.P. MORGAN BROKING (HONG KONG) LIMITED Rep Advising on securities 2012-08-01 2013-09-30
J.P. MORGAN BROKING (HONG KONG) LIMITED Rep 2016-01-11 2016-10-04
3 LEHMAN BROTHERS ASIA LIMITED Rep Dealing in futures contracts 2008-08-01 2008-09-29
NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep 2008-10-10 2011-03-09
GOLDMAN SACHS FUTURES (ASIA) LIMITED Rep 2011-04-20 2012-07-21
J.P. MORGAN BROKING (HONG KONG) LIMITED Rep 2016-01-11 2017-02-28
MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED Rep 2023-06-26 2023-07-07
4 LEHMAN BROTHERS ASIA LIMITED Rep Dealing in securities 2008-08-01 2008-09-29
NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep 2008-10-10 2011-03-09
GOLDMAN SACHS (ASIA) L.L.C. Rep 2011-04-20 2012-07-21
GOLDMAN SACHS (ASIA) SECURITIES LIMITED Rep 2012-04-27 2012-07-21
J.P. MORGAN BROKING (HONG KONG) LIMITED Rep 2012-08-01 2013-09-30
J.P. MORGAN BROKING (HONG KONG) LIMITED Rep 2016-01-11 2016-10-04
MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED Rep 2023-06-26 2023-07-07

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