Lee, Allen Po 李尚紘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2016-01-11 | 2017-02-28 |
| 2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2012-08-01 | 2013-09-30 |
| 3 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2016-01-11 | 2016-10-04 |
| 4 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2008-08-01 | 2008-09-29 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-10 | 2011-03-09 |
| 6 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2011-04-20 | 2012-07-21 |
| 7 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-01-11 | 2017-02-28 |
| 8 | MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2023-06-26 | 2023-07-07 |
| 9 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in securities | 2008-08-01 | 2008-09-29 |
| 10 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-10-10 | 2011-03-09 |
| 11 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2011-04-20 | 2012-07-21 |
| 12 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2012-04-27 | 2012-07-21 |
| 13 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in securities | 2012-08-01 | 2013-09-30 |
| 14 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in securities | 2016-01-11 | 2016-10-04 |
| 15 | MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | Dealing in securities | 2023-06-26 | 2023-07-07 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy