Lee, Lisa (SFC:AFU876)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2004-10-06 | 2010-08-13 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2010-09-21 | 2015-05-23 |
| 3 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2010-10-12 | 2015-05-23 |
| 4 | MACQUARIE EQUITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-04-30 | Rep | Advising on securities | 2003-04-30 | Rep | Asset management | 2003-04-30 | Rep | Dealing in securities | 2003-04-30 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy