Lee, Soon Hwa 李舜華

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 GOLDMAN SACHS (ASIA) L.L.C. Rep Dealing in securities 2007-06-18 2014-10-08
Rep Asset management 2013-11-27 2014-10-08
2 GOLDMAN SACHS FUTURES (ASIA) LIMITED Rep Dealing in futures contracts 2007-06-18 2014-10-08
3 Morgan Stanley Asia Limited Rep Dealing in securities 2015-07-15 2017-03-28
4 Morgan Stanley Hong Kong Securities Limited Rep Dealing in futures contracts 2015-07-15 2017-03-28

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