Leung, Simon Chung Man 梁頌文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2004-03-10 | 2005-08-18 |
| 2 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2004-03-10 | 2005-08-18 |
| 3 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2006-10-21 | 2011-02-08 |
| 4 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2006-10-21 | 2011-02-08 |
| 5 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2011-03-25 | 2014-02-19 | Rep | Dealing in securities | 2016-04-14 | 2023-01-12 |
| 6 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2011-03-25 | 2014-02-19 | Rep | Dealing in securities | 2016-04-14 | 2016-10-10 | Rep | Dealing in futures contracts | 2016-10-11 | 2023-01-12 | Rep | Dealing in securities | 2016-10-11 | 2023-01-12 |
| 7 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2011-03-25 | 2014-02-19 | Rep | Dealing in futures contracts | 2016-04-14 | 2016-10-10 |
| 8 | Standard Chartered Securities (Hong Kong) Limited | Rep | Dealing in futures contracts | 2014-05-26 | 2016-04-01 | Rep | Dealing in securities | 2014-05-26 | 2016-04-01 |
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