Li, Qian (SFC:ARI666) 酈千
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2008-07-16 | 2009-02-02 |
| 2 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2009-02-26 | 2009-05-09 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2011-01-20 | 2015-04-25 | Rep | Asset management | 2011-06-09 | 2015-04-25 |
| 4 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2012-04-24 | 2015-04-25 |
| 5 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on futures contracts | 2021-05-04 | 2021-08-02 | Rep | Advising on securities | 2021-05-04 | 2021-08-02 | Rep | Asset management | 2021-05-04 | 2021-08-02 |
| 6 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2021-05-04 | 2021-08-02 | Rep | Asset management | 2021-05-04 | 2021-08-02 | Rep | Dealing in securities | 2021-05-04 | 2021-08-02 |
| 7 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-06-09 | 2010-01-19 |
| 8 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2015-06-30 | 2016-12-18 | Rep | Advising on corporate finance | 2016-12-19 | 2017-11-01 |
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