Li, Yuan (SFC:AUN720) 李瑗

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 STATE STREET GLOBAL ADVISORS ASIA LIMITED Rep Advising on futures contracts 2015-11-27 2016-04-08
2 STATE STREET GLOBAL ADVISORS ASIA LIMITED Rep Advising on securities 2015-11-27 2016-04-08
Yunfeng Financial Markets Limited Rep 2016-05-11 2016-08-10
Yunfeng Financial Markets Limited RO 2016-08-10 2019-01-31
Yunfeng Securities Limited RO 2017-03-07 2019-01-31
China Renaissance Securities (Hong Kong) Limited Rep 2019-05-03 2021-01-18
CR Wealth and Asset Management Limited RO 2020-08-07 2024-02-09
China Renaissance Securities (Hong Kong) Limited RO 2021-01-18 2024-02-09
Amrita Capital Limited (b2015-08-24) Rep 2024-03-06 2024-03-28
Amrita Capital Limited (b2015-08-24) RO 2024-03-28
3 GOLDMAN SACHS (ASIA) L.L.C. Rep Asset management 2010-01-21 2011-11-05
STATE STREET GLOBAL ADVISORS ASIA LIMITED Rep 2011-11-18 2016-03-08
Yunfeng Asset Management Limited Rep 2016-05-11 2016-08-10
Yunfeng Financial Markets Limited Rep 2016-05-11 2016-08-10
Yunfeng Asset Management Limited RO 2016-08-10 2019-01-31
Yunfeng Financial Markets Limited RO 2016-08-10 2019-01-31
CR Wealth and Asset Management Limited Rep 2019-05-03 2019-08-14
CR Wealth and Asset Management Limited RO 2019-08-14 2024-02-09
Amrita Capital Limited (b2015-08-24) Rep 2024-03-06 2024-03-28
Amrita Capital Limited (b2015-08-24) RO 2024-03-28
4 GOLDMAN SACHS (ASIA) L.L.C. Rep Dealing in securities 2010-01-21 2011-11-05
STATE STREET GLOBAL ADVISORS ASIA LIMITED Rep 2011-11-18 2016-04-08
Yunfeng Financial Markets Limited Rep 2016-05-11 2016-08-10
Yunfeng Securities Limited Rep 2016-05-11 2016-08-10
Yunfeng Financial Markets Limited RO 2016-08-10 2019-01-31
Yunfeng Securities Limited RO 2016-08-10 2019-01-31
China Renaissance Securities (Hong Kong) Limited Rep 2019-05-03 2021-01-18
CR Wealth and Asset Management Limited RO 2020-08-07 2024-02-09
China Renaissance Securities (Hong Kong) Limited RO 2021-01-18 2024-02-09

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