Li, Yuan (SFC:AUN720) 李瑗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2010-01-21 | 2011-11-05 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2010-01-21 | 2011-11-05 |
| 3 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Asset management | 2011-11-18 | 2016-03-08 |
| 4 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Dealing in securities | 2011-11-18 | 2016-04-08 |
| 5 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Advising on futures contracts | 2015-11-27 | 2016-04-08 |
| 6 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Advising on securities | 2015-11-27 | 2016-04-08 |
| 7 | Yunfeng Asset Management Limited | Rep | Asset management | 2016-05-11 | 2016-08-10 |
| 8 | Yunfeng Financial Markets Limited | Rep | Advising on securities | 2016-05-11 | 2016-08-10 |
| 9 | Yunfeng Financial Markets Limited | Rep | Asset management | 2016-05-11 | 2016-08-10 |
| 10 | Yunfeng Financial Markets Limited | Rep | Dealing in securities | 2016-05-11 | 2016-08-10 |
| 11 | Yunfeng Securities Limited | Rep | Dealing in securities | 2016-05-11 | 2016-08-10 |
| 12 | Yunfeng Asset Management Limited | RO | Asset management | 2016-08-10 | 2019-01-31 |
| 13 | Yunfeng Financial Markets Limited | RO | Advising on securities | 2016-08-10 | 2019-01-31 |
| 14 | Yunfeng Financial Markets Limited | RO | Asset management | 2016-08-10 | 2019-01-31 |
| 15 | Yunfeng Financial Markets Limited | RO | Dealing in securities | 2016-08-10 | 2019-01-31 |
| 16 | Yunfeng Securities Limited | RO | Dealing in securities | 2016-08-10 | 2019-01-31 |
| 17 | Yunfeng Securities Limited | RO | Advising on securities | 2017-03-07 | 2019-01-31 |
| 18 | CR Wealth and Asset Management Limited | Rep | Asset management | 2019-05-03 | 2019-08-14 |
| 19 | China Renaissance Securities (Hong Kong) Limited | Rep | Advising on securities | 2019-05-03 | 2021-01-18 |
| 20 | China Renaissance Securities (Hong Kong) Limited | Rep | Dealing in securities | 2019-05-03 | 2021-01-18 |
| 21 | CR Wealth and Asset Management Limited | RO | Asset management | 2019-08-14 | 2024-02-09 |
| 22 | CR Wealth and Asset Management Limited | RO | Advising on securities | 2020-08-07 | 2024-02-09 |
| 23 | CR Wealth and Asset Management Limited | RO | Dealing in securities | 2020-08-07 | 2024-02-09 |
| 24 | China Renaissance Securities (Hong Kong) Limited | RO | Advising on securities | 2021-01-18 | 2024-02-09 |
| 25 | China Renaissance Securities (Hong Kong) Limited | RO | Dealing in securities | 2021-01-18 | 2024-02-09 |
| 26 | Amrita Capital Limited (b2015-08-24) | Rep | Advising on securities | 2024-03-06 | 2024-03-28 |
| 27 | Amrita Capital Limited (b2015-08-24) | Rep | Asset management | 2024-03-06 | 2024-03-28 |
| 28 | Amrita Capital Limited (b2015-08-24) | RO | Advising on securities | 2024-03-28 | |
| 29 | Amrita Capital Limited (b2015-08-24) | RO | Asset management | 2024-03-28 |
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