Lin, Yisi 林藝斯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2021-03-01 | |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2011-05-31 | |
| 3 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-09-11 | 2010-04-19 | CES Commodities (HK) Limited | Rep | 2010-05-06 | 2011-05-21 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 2012-05-08 | 2016-10-10 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 2016-10-11 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-09-11 | 2010-04-19 | Merrill Lynch Far East Limited | Rep | 2007-10-03 | 2010-04-19 | Everbright Securities Investment Services (HK) Limited | Rep | 2010-05-06 | 2011-05-21 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | 2011-05-31 |
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