Lu, Jiahua (SFC:AFT829) 盧家驊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Epigen Group (Hong Kong) Limited | Rep | Asset management | 2018-05-17 | 2018-08-01 | RO | Asset management | 2018-08-01 | 2021-08-19 | RO | Advising on securities | 2019-01-02 | 2021-08-19 | Rep | Advising on securities | 2022-08-01 | 2022-12-30 | Rep | Asset management | 2022-08-01 | 2022-12-30 | RO | Advising on securities | 2022-12-30 | RO | Asset management | 2022-12-30 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2006-09-04 | 2017-02-25 | Rep | Dealing in securities | 2006-09-04 | 2017-02-25 |
| 3 | Lux Aeterna Capital Limited | Rep | Advising on securities | 2021-08-20 | 2022-07-31 | Rep | Asset management | 2021-08-20 | 2022-07-31 |
| 4 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2004-02-11 | Rep | Automated trading services | 2004-02-11 | Rep | Advising on securities | 2006-08-24 | Rep | Dealing in securities | 2006-08-24 |
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