Lu, Jiahua (SFC:AFT829) 盧家驊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2004-02-11 | |
| 2 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2004-02-11 | |
| 3 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2006-08-24 | |
| 4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2006-08-24 | |
| 5 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2006-09-04 | 2017-02-25 |
| 6 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2006-09-04 | 2017-02-25 |
| 7 | Epigen Group (Hong Kong) Limited | Rep | Asset management | 2018-05-17 | 2018-08-01 |
| 8 | Epigen Group (Hong Kong) Limited | RO | Asset management | 2018-08-01 | 2021-08-19 |
| 9 | Epigen Group (Hong Kong) Limited | RO | Advising on securities | 2019-01-02 | 2021-08-19 |
| 10 | Lux Aeterna Capital Limited | Rep | Advising on securities | 2021-08-20 | 2022-07-31 |
| 11 | Lux Aeterna Capital Limited | Rep | Asset management | 2021-08-20 | 2022-07-31 |
| 12 | Epigen Group (Hong Kong) Limited | Rep | Advising on securities | 2022-08-01 | 2022-12-30 |
| 13 | Epigen Group (Hong Kong) Limited | Rep | Asset management | 2022-08-01 | 2022-12-30 |
| 14 | Epigen Group (Hong Kong) Limited | RO | Advising on securities | 2022-12-30 | |
| 15 | Epigen Group (Hong Kong) Limited | RO | Asset management | 2022-12-30 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy